By David J. Morris Updated 12/11/2023 Enacted into federal law in January of 2021, the Corporate Transparency Act (“CTA“) established information reporting requirements for reporting companies. Reporting companies include (1) corporations, limited liability companies (“LLC’s“) or other entities created through the filing of […]
Image Source – Shutterstock While M&A brokers previously faced uncertainty with respect to federal broker-dealer registration requirements, a new statute provides a clear and unambiguous exemption based on specified, limited activities. M&A brokers received an unanticipated but welcome surprise in legislation recently adopted […]
On August 26, 2020 the Securities and Exchange Commission (the “SEC”) adopted certain amendments (the “Amendments”) to the definition of an “accredited investor” as defined by Regulation D of the Securities Act of 1933 (the “Securities Act”).