Legislation Clarifies Federal Exemption for M&A Brokers
Image Source – Shutterstock While M&A brokers previously faced uncertainty with respect to federal broker-dealer registration requirements, a new statute provides a clear and unambiguous exemption based on specified, limited activities. M&A brokers received an unanticipated but welcome surprise in legislation recently adopted by Congress that clarifies an exception from broker-dealer registration requirements. Signed into […]
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