Investment Management

 

The Investment Management Group at Fox Swibel has extensive experience advising firms involved in traditional investment management services and in the alternative investment space.  Our lawyers are regularly involved in the development and offering of all types of pooled investment vehicles including hedge funds, fund-of-funds, private equity funds, venture capital funds and real estate funds.  In addition, lawyers in the Investment Management Group represent investment advisers, broker-dealers, proprietary trading firms, investment bankers, insurance companies, banks, non-bank lenders, holding companies and other entities in connection with the planning, structuring, organizing, funding, documentation and day-to-day operation of a variety of investment products.

Domestic and Offshore Funds

The Firm’s investment management lawyers are knowledgeable in the laws and regulations affecting domestic and offshore funds operated from the U.S. and also work regularly with offshore counsel in connection with offshore funds.  We have extensive experience in setting up new funds and the related documentation and agreements.  Our fund experience includes organizing master-feeder fund structures, fund-of-funds structures and multi-class fund structures, and assisting in the negotiation of direct purchases through vehicles such as PIPEs (private investments in public equity).  We also continue to work with our fund manager clients after the launch of their funds to deal with ongoing business, regulatory and compliance issues that arise from time to time.

Commodity Futures Funds and Commodity Trading Advisers

The Firm’s Investment Management Group also has a longstanding practice involving commodity futures.  The Firm’s lawyers represent institutional futures market participants, including commodity trading advisors, futures fund sponsors and brokerage firms.  The Firm’s futures practice includes significant expertise in connection with the formation and operation of domestic and offshore futures funds.

Traditional Investment Management

The Firm has a well-established practice in the regulation and operations of professional money managers.  Our investment management group provides a comprehensive array of legal services to both unregistered and federal and state registered investment advisers concerning regulatory issues, and all facets and stages of their businesses.

Mergers & Acquisitions and Investment Transactions

The Firm also has extensive experience representing investment managers, proprietary trading firms and other investment management and proprietary trading industry participants in connection with mergers and acquisitions, capital-raising activities and the structuring, negotiation and documentation of a wide array of principal investments (including private equity, real estate and venture capital transactions).